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AML Compliance
Proven success. Time after time.
With the aggressive stance of the SRA towards AML compliance, law firms can't afford to neglect this area. Find out how JRS Consultants can bring best practise to this area.
The challenge for law firms
AML compliance is probably the aspect of compliance that firms get most anxious about. And justifiably so. The SRA’s aggressive auditing of compliance allied to the imposition of large fines, means that firms must prioritise AML at all costs.
We look after the AML compliance of hundreds of legal practices. As a result, we know a lot about what good practise looks like. In addition, we have supported a huge number of firms through SRA on-site and desk-based reviews. Our stellar results arise because we know what the SRA are looking for.
We have delivered hundreds of training sessions to firms on AML and sanctions compliance. We deliver these on-site and by webinar.
Our AML training sessions are very popular and we receive excellent feedback from our clients. We think this is because a lot of webinar AML offerings from the big providers are overly technical and end up terrifying the audience with arcane technicalities.
Our approach is to tailor the training to the firm and the real-life situations that they will encounter.
Training
Support tailored to your needs
Many firms approach us to carry out an independent audit of their AML systems to address Regulation 21 of the Money Laundering Regulations 2017. This involves an on-site visit, discussions with your team, followed by a review of files and records.
We provide a full report on your compliance along with recommendations for improvement. As if that isn't enough, we will provide you with new or revised templates so that you can face an SRA audit with greater confidence.
Those of our clients supported by our Retainer Service can relax somewhat as we will maintain their AML systems and check their files to ensure that they succeed at audit.
